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3(21) & 3(38) Plan Fiduciary Services

We do our job so you can focus on yours

  • Public sector retirement plans are serious business, and just one of many responsibilities on your plate. As a plan sponsor, you are obligated to address important questions:

    • Which investments should we offer?
    • How well are they performing?
    • When should we change investments, and using what criteria?

    RPA’s 3(21) and 3(38) investment fiduciary services answer these questions. We do the work necessary for you to meet your fiduciary obligations. As a Registered Investment Adviser, we accept full liability for our unbiased advice.

  • Group Retirement Plan

  • For all plans, RPA provides:

    • An Investment Policy Statement (IPS) to govern plan investment decisions.
    • Investment menu review and update to bring your plan’s offerings in line with industry best practices.
  • 3(21) & 3(38) Plan Fiduciary Services

  • As a 3(21) advisor:

    • Ongoing monitoring and investment menu recommendations to ensure your plan remains competitive. You ultimately select which investments to include.
    • In this “help-me-do-it” approach, we stand with you as a fiduciary.
  • As a 3(38) advisor:

    • Ongoing monitoring and investment menu updates to ensure your plan remains competitive. We maintain your plan’s investment menu on a discretionary basis.
    • In this “do-it-for-me” approach, we assume full fiduciary responsibility and liability.

Limiting your liability. Saving your valuable time. And protecting your people.

When it comes to retirement: Your employees depend on you, and you can depend on RPA.

Experience the RPA Standard of Care. We will manage your plan’s fiduciary requirements, so you have more time to do what you do best. Let’s talk: 877.284.6837